General Counsel (funded Startup)

Location: Culver City, CA
Do you love working for companies that make the world a better place?  We are solving a massive problem.  We love people who have challenged the status quo, disrupt industries and have brought innovation into market.  As we create a new segment in Fintech, we're looking for a legal/ compliance expert to help us get there.  To improve your odds of an interview, schedule here: https://calendly.com/jake-villarreal/calendar

Who We Are

We are a well-funded fintech startup, with a proven business model, on a mission to improve the financial lives of millions of people.  We find savings you’re missing, identify bills you’re overpaying, help you pay down debt faster, save automatically for you, and much more. Text us a financial question, and we’ll not only offer guidance but help you make it happen.


The Work:
Our product cover a wide range of financial services, spanning the gamut of regulatory topics. We’re looking for a seasoned legal expert who can help us scale financial advice to a broad consumer and manage the legal aspects or our advice, investing, and insurance businesses. You will report directly to the CEO.

The Responsibilities
  • Advise the business on all compliance-related matters, such as the regulatory implications of new and existing products, new market expansion, enhancements to the firm’s compliance framework and the review/approval of business activities as appropriate.
  • General contract review, review of customer facing and marketing materials, creation of policies and procedures to address general corporate legal/compliance guidelines.
  • Keep up to date with regulatory changes, including state and federal directives and regulations, and implement relevant changes to the compliance policies and procedures for related services
  • Conduct risk assessments and establish appropriate risk-based controls.
  • Monitor compliance with relevant laws and regulations, including KYC/AML, information security, consumer protection and privacy laws, providing ongoing reporting to senior management.
  • Manage government relations efforts with relevant regulatory agencies, law enforcement and trade associations.

The Skills & Experience
  • 5+ years as an attorney with corporate or in-house financial services experience at a top firm
  • Experience with consumer applications
  • Knowledge of FINRA & SEC regulations
  • J.D. from a top university
  • Exceptional spoken and written communication skills
or
this job portal is powered by CATS
Powered by CATS.